Texas State Agency - State Securities Board, Texas
Divided into the Enforcement Division, the Registration Division, the Inspections and Compliance Division, the General Counsel Division, and the Staff Services Division.
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How to Contact the Texas State Securities Board
Contact information for Texas State Securities Board offices and e-mail links to ask questions or request ... Texas State Securities Board - Austin Street Address: 208 East 10th Street, 5th Floor (Rusk ...
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Georgia Secretary of State | Securities and Business Regulation ...
In that capacity, she regulates the offer for sale and sale of securities within and from the state of Georgia. These securities may range from traditional common stocks and bonds to a broad range ...
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NASAA
In the United States, NASAA is the voice of the 50 state securities agencies responsible for efficient capital formation and grass-roots investor protection.
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Member Representative List
In the United States, NASAA is the voice of the 50 state securities agencies responsible for efficient capital formation and grass-roots investor protection.
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Securities Home
As the state's securities administrator, the Secretary of State is a member of the North American Securities Administrators Association (NASAA), and works with other state securities ...
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SECLAW Guide to State Securities Administrators
Complete guide to names, mail addresses, home pages, and email addresses for all of the State Securities law ... SEC LAW.com Guide to State Securities Administrators Maintained by Mark J. Astarita, Esq.
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Introduction to the Blue Sky Laws - State Securities Laws and ...
However, state Securities Commission staff are available to assist in answering questions regarding particular statutory provisions or regulations.
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SEC - SECURITIES HOME PAGE
Protects investors by investigating and prosecuting violations of the securities laws; licensing broker-dealers, sales representatives, and investment advisers; and reviewing registration statements ...
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Wyoming Securities Division
The Wyoming Secretary of State Securities Division is charged with oversight of investment sales in this state. Please use the resources of this office before investing with someone you do not know or ...
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Wyoming Secretary of State - Securities
Phone: Topeka Office (785) 296-3307 or Wichita Office (316) 337-6280 Website: www.securities.state.ks.us/
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Welcome to State Securities
Provides asset funding against capital equipment and industry infrastructure.
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State Securities
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FCIC - The Handbook - State Securities Administrators
This link provides contact information for state-level securities administrators who regulate and protect all types of securities transactions, including stocks, mutual funds, real estate and others
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FCIC - The Handbook - State Resources
State Securities Administrators Each state has its own laws and regulations for securities brokers and securities–including stocks, mutual funds, commodities, real estate, etc.
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Investors and Securities
T he Investment Protection Bureau is charged with enforcing the New York State Securities Law, commonly known as the Martin Act, which protects the public from fraud by ...
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Attorney General's Office - Securities Division
Welcome to the Delaware Securities Division's web site. The Securities Division is a unit of the ... Attorney General's Homepage State of Delaware's Home Page Updated: February 16, 2006
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Untitled Document
Any comments & questions concerning the PA Securities Commission's web site should be sent to the PSC Webmaster at pscwebmaster@state.pa.us . Please send technical comments & problems to webmaster@state ...
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Secretary of State - Securities Division
Includes detailed description of the operations of pedlers of duff micro stocks, and how to avoid them.
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State Securities Corporation
Welcome to State Securities Corporation We understand your dreams are important. Yet with life's challenges it's important to be adequately prepared.
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Maryland Attorney General - Securities Division
securities@oag.state.md.us The primary mission of the Securities Division is to protect Maryland investors from investment fraud and misrepresentation.
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Maryland Attorney General - Securities Division
securities@oag.state.md.us The primary mission of the Securities Division is to protect Maryland investors from investment fraud and misrepresentation.
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NM Regulation & Licensing
Investigating financial fraud and violations of state securities laws; and Assisting consumers in avoiding fraud and making appropriate financial decisions.
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Alaska Department of Community and Economic Development
State Securities Regulators Release "Unlucky 13" Investor Traps Division of Banking and Securities concerned for our senior's financial welfare offers this important ...
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Alaska Department of Community and Economic Development
Part of the Alaska Department of Community and Economic Development. Maintains a stable financial network for financial services, and protects investors shareholders.
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SOS, Missouri - Securities
The Secretary of State, through the Securities Division, is responsible for protecting Missouri investors from fraud and for ensuring that firms and individuals that sell securities comply with the ...
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Mississippi Secretary of State - Securities
In addition, the unit is charged with the task of working with federal and state prosecuting authorities to investigate and criminally punish violators of the state's securities laws.
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Mississippi Secretary of State - Securities Fee Schedule
Name Change Fee $150 Form D - Rule 506 (Mississippi Securities Act Rule 235) $300 ... Copyright © 2006 Mississippi Secretary of State. All rights reserved. Due to the use of DHTML ...
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Securities Links
Other State Securities Regulators Alabama Securities Commission RSA Plaza 770 Washington Ave., Suite 570 Montgomery, AL 36130-4700 Phone: (334) 242-2984 or (800) 222-1253
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Nevada Secretary of State - Securities Division
Nevada Secretary of State Dean Heller SECURITIES DIVISION ... Our purpose and mission is to protect Nevada Investors through: the licensing of ...
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Nevada Secretary of State - Securities Division
Nevada Secretary of State Nevada Secretary of State Securities Division Statutes and Regulations Links ...
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Check Out Brokers and Investment Advisers
Federal or state securities laws require brokers, investment advisers, and their firms to be licensed or registered, and to make important information public.
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Division of Securities - Home Page
The mission of the Division is to protect investors and maintain public confidence in the securities markets while avoiding unreasonable burdens on participants in the capital markets.
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Mortgage Broker Licensing Procedure
to placing mortgage loans with institutional investors is subject to the mortgage licensing requirements under the state securities laws.
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Securities Index Page
North American Securities Administrators Association -- a national group of state securities regulators. S T A T E O F V E R M O N T Securities Division
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Securities
The department is responsible for the regulation of the securities industry in Illinois and protection of investors by ensuring compliance with the law and investigating any complaints of fraud or ...
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Division of Securities, State of Utah
Other State Securities Agencies U.S. Securities and Exchange Commission (SEC) U.S. Commodity Futures Trading Commission (CFTC) Federal Trade Commission (FTC)
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State of Utah Division of Securities
The division, part of the Department of Commerce, registers securities; reviews exemptions; issues no-action letters and interpretative opinions; licenses broker-dealers and their agents, investment ...
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Oklahoma Department of Securities
receives and processes applications for registration or exemption of securities, business opportunities, takeovers and subdivided land and applications for licensing of broker-dealers, agents ...
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Office of the Kansas Securities Commissioner
The first state to regulate the securities industry (in 1911, preventing the sale of securities which had nothing behind them other than the "blue sky"). Now regulates and monitors the offering of ...
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